HomeMy WebLinkAbout10/25/2018 EDA Meeting•••
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Apple II
Valley
Meeting Location: Municipal Center
7100 147th Street West
Apple Valley, Minnesota 55124
October 25, 2018
ECONOMIC DEVELOPMENT AUTHORITY SPECIAL
MEETING TENTATIVE AGENDA
6:30 PM
1. Call to Order
2. Approve Agenda
3. Approve Consent Agenda Items
Consent Agenda Items are considered routine and will be enacted with a
single motion, without discussion, unless a commissioner or citizen requests
to have any item separately considered. It will then be moved to the regular
agenda for consideration.
A. Approve Minutes of July 26, 2018, Regular Meeting
4. Regular Agenda Items
A. Bigos-Galante, LLC
1. Adopt Resolution Confirming Completion of Minimum
Improvements and Issuance of TIF Note
2. Adopt Resolution Certifying:
1. Benefit Date for the Business Subsidy Agreement with Bigos-
Galante, LLC
2. Authorizing the Execution of Exhibit B (Benefit Date
Certification) to the Business Subsidy Agreement
3. Authorizing Execution of Loan Forgiveness Agreement
5. EDA Items and Communications
(For items EDA wishes to discuss)
6. Staff Updates
7. Adjourn
Regular meetings are broadcast, live, on Charter Communications Cable Channel
180 and on the City's website at www.cityofapplevalley.org
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ITEM:
EDA MEETI NG DATE:
SECTION:
3.A.
October 25, 2018
Consent Agenda
Description:
Approve Minutes of July 26, 2018, Regular Meeting
Staff Contact:
Joan Murphy, Department Assistant
Department / Division:
Community Development Department
ACTION REQUESTED:
Approve minutes of regular meeting of July 26, 2018.
SUMMARY:
The minutes of the regular Economic Development Authority meeting are attached for your
review and approval.
BACKGROUND:
State statute requires the creation and preservation of meeting minutes which document the
official actions and proceedings of public governing bodies.
BUDGET IMPACT:
N/A
ATTACHMENTS:
Minutes
ECONOMIC DEVELOPMENT AUTHORITY
City of Apple Valley
Dakota County, Minnesota
July 26, 2018
Minutes of the regular meeting of the Economic Development Authority of Apple Valley, Dakota
County, Minnesota, held July 26, 2018, at 6:00 p.m., at Apple Valley Municipal Center.
PRESENT: Commissioners Bergman, Goodwin, Grendahl, Hamann -Roland, Hooppaw and
Johnson
ABSENT: Commissioner Melander
City staff members present were: Executive Director Tom Lawell, Community Development
Director Bruce Nordquist, Finance Director Ron Hedberg, Planner/Economic Development
Specialist Alex Sharpe and Department and Assistant Joan Murphy.
Meeting was called to order at 6:00 p.m. by President Hooppaw.
APPROVAL OF AGENDA
MOTION: of Hamann -Roland, seconded by Grendahl, approving the agenda. Ayes - 6 - Nays - 0.
CONSENT AGENDA
MOTION: of Bergman, seconded by Johnson, approving the minutes of the meeting of May 24,
2018, as written. Ayes - 6 - Nays - 0.
AMEND 2018 EDA BUDGET
Community Development Director Bruce Nordquist introduced the item and stated staff is
recommending that the 2018 budget be amended to provide for a transfer of $36,000 to the
Education Building Fund to be used for the installation of statuary at that site.
The operating budget is approved each year by the Apple Valley Economic Development Authority
(EDA) and by the City Council in their annual budget. Periodically it is necessary to amend the
budget as plans change and new development initiatives arise.
The EDA budget reserves would be impacted by $36,000, the cost for installation.
Discussion followed.
MOTION: of Hamann -Roland, seconded by Grendahl, adopting Resolution EDA 2018-03
amending the 2018 EDA Budget. Ayes - 6 - Nays - 0.
APPROVE PRELIMINARY 2019 EDA BUDGET
Finance Director Ron Hedberg stated the proposed 2019 budget, approved by the City Council in
their annual budget, includes the Economic Development Operations Fund. The proposed budget
Economic Development Authority
City of Apple Valley
Dakota County, Minnesota
July 26, 2018
Page 2
includes the anticipated activities in 2019. If the need arises to address development opportunities,
such as Business Retention, Expansion and Attraction (BREA) activities, future action would be
requested to address the need.
Possible activity areas in 2019 and 2020 include:
• Anticipate trade/business development mission of a national and global destination as they
present themselves.
• Continue as a member of GREATER MSP, the regional economic development
organization with national and global contacts for local business development.
• Continue the "Open to Business" small business development service with the Dakota
County CDA and Metropolitan Consortium of Community Developers.
• Begin the master planning of the Mixed Business Campus (MBC) with the identified
developer, Rockport LLC.
• Facilitate repositioning and improvement of properties within the quadrants of CR42 and
Cedar Avenue.
• Manage City/EDA owned property until development.
• With a fully occupied and updated old City Hall in 2017 and 2018, apply a portion of lease
revenues toward EDA business development initiatives.
With a fully occupied and updated old City Hall in 2018, a portion of lease revenues will be applied
as a management fee to benefit EDA business development initiatives. The projected 2019 year-end
fund balance is $140,562, or $104,562 if the 2018 budget is amended as proposed.
Discussion followed.
MOTION: of Bergman, seconded by Goodwin, adopting Resolution EDA 2018-04 approving
preliminary 2019 EDA Budget. Ayes - 6 - Nays - 0.
ADJOURNMENT
MOTION: of Hamann -Roland, seconded by Grendahl, to adjourn. Ayes - 6 - Nays - 0.
The meeting was adjourned at 6:30 p.m.
Respectfully Submitted,
/s/ Joan Murphy
Joan Murphy, Department Assistant
Approved by the Apple Valley Economic
Development Authority on Clint Hooppaw, President
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ITEM:
EDA MEETING DATE:
SECTION:
4.A.
October 25, 2018
Regular Agenda
Description:
Bigos-Galante, LLC
Staff Contact:
Ron Hedberg, Finance Director
Department / Division:
Community Development Department
ACTION REQUESTED:
1. Adopt resolution confirming completion of minimum improvements and issuance of TIF
Note.
2. Adopt resolution certifying the:
1. Benefit date for the Business Subsidy Agreement with Bigos-Galante, LLC; and
2. Authorizing the execution of Exhibit B (Benefit Date Certification) to the
Business Subsidy Agreement; and
3. Authorizing execution of Loan Forgiveness Agreement
SUMMARY:
In 2016, the Apple Valley Economic Development Authority (EDA) entered into a number of
agreements to accomplish the development of the Parkside Galante building. At this time the
Galante building is substantially complete and the developer has completed the required
minimum improvements. It is appropriate for the EDA to confirm the completion of the
minimum improvements and to issue the tax increment financing note and cancel the
forgivable note.
BACKGROUND:
On November 14, 2016, the City of Apple Valley entered into an Amended and Restated
Development Assistance Agreement with Bigos Galante, LLC, to provide financial support
in the amount of up to $2,666,000 for substantial site improvements involved in the
construction of the Parkside Galante Apartments. The support provided comes in the form of
"Pay as You Go" Tax Increment Financing (TIF) in addition to returning of penalties and
interest that had accrued on delinquent special assessments through 2012 and providing
upfront assistance of $574,000.
The Parkside Development consisted of two phases, the first phase was the construction of
the Gabella building and the second phase consists of the Galante building constructed on
Galaxie Avenue. The construction of Parkside Galante is substantially complete and a
temporary certificate of occupancy was issued on 7-30-18. The Galante apartments are now
100% leased. The development agreement provided for a minimum assessed valuation for
the Phase 2, Parkside Galante project at $13,830,000 and a partial market value (building
was only partially complete by 1-1-18) as determined by the County Assessor as of January
1, 2018, for taxes payable in 2019 is $10,805,000. The final constructed value will exceed
the minimum assessed value.
The development agreement provided for upfront assistance on phase two in the amount of
$574,000. The assistance agreement contemplated that a portion of the upfront assistance
would be paid at the time of building permit was issued and a letter of credit be provided
benefitting the City of Apple Valley, and the remainder to be paid at substantial completion.
Because of the cost associated with a letter of credit Bigos Galante LLC did not request the
initial upfront assistance, instead choosing to wait until substantial completion when the full
amount would be released. As of this date, the Galante building is considered substantially
complete and they have constructed the minimum improvements included in the development
agreement so the $574,000 can be released at this time.
Pay as you Go TIF Financing — TIF Note
The Development Assistance Agreement included a "Pay as You Go" TIF financing
provision where the developer could be reimbursed for eligible development costs related to
the construction of Parkside Galante Apartments in the second phase of the TIF 15 Parkside
District. A remaining condition of the tax increment district is that 20% of the available units
be rented to, or held out for, households that are under 50% of the median household income
for Dakota County. The "Pay as You Go" financing calls for repayment from the annual tax
increment collected from the project and is dependent on the property owner making the
annual property tax payments. The terms of the TIF Revenue Note include an interest rate of
5% and the amount of the note is $2,666,000. The annual payment on the TIF Note is set at
70% of the available Tax Increment generated by the project and are applied first to interest
and then towards the principal balance until the balance is retired; estimated in be in the year
2032. The other 30% of available tax increment will be retained and used to recover the
upfront assistance. The first year of increment repayment will be 2018.
BUDGET IMPACT:
The development assistance will be recovered in the future by retaining 30% of any available
tax increment generated by this property.
ATTACHMENTS:
Agreement
Agreement
Agreement
Resolution
Resolution
No. R-1 $2,666,000
UNITED STATES OF AMERICA
STATE OF MINNESOTA
COUNTY OF DAKOTA
APPLE VALLEY ECONOMIC DEVELOPMENT AUTHORITY
TAX INCREMENT REVENUE NOTE
(GALANTE PROJECT)
The Apple Valley Economic Development Authority, Minnesota (the "Authority"),
hereby acknowledges itself to be indebted and, for value received, hereby promises to pay the
amounts hereinafter described (the "Payment Amounts") to Bigos-Galante, LLC, or its registered
assigns (the "Registered Owner"), but only in the manner, at the times, from the sources of
revenue, and to the extent hereinafter provided.
The principal amount of this Note shall equal from time to time the principal amount
stated above, as reduced to the extent that such principal installments shall have been paid in
whole or in part pursuant to the terms hereof; provided that the sum of the principal amount
listed above shall in no event exceed $2,666,000 as provided in that certain Amended and
Restated Development Assistance Agreement, dated as of July 1, 2014 (the "Original
Agreement"), as amended by a First Amendment to Amended and Restated Development
Assistance Agreement dated as of October 9, 2014 (the "First Amendment", and together with
the Original Agreement, the "Agreement"), by and between the Authority, the City of Apple
Valley, Minnesota (the "City") and IMH Special Asset NT 175 -AVN, LLC ("175 -AVN"), and as
assigned to IMH Gabella, LLC by 175 -AVN, pursuant to a Partial Assignment of Development
Agreements, dated October 9, 2014 (the "Assignment"). The Agreement was further amended by
a Second Amendment to Amended and Restated Development Assistance Agreement by and
between the Authority, the City, and IMH Gabella, LLC, dated as of November 14, 2016 (the
"Second Amendment" and together with the "Agreement", the "Development Assistance
Agreement"). The unpaid principal amount of the Note shall bear simple, non -compounding
interest from the date of issuance of the Note at 5.0% per annum. Interest shall be computed on
the basis of a 360 day year consisting of twelve (12) 30 -day months.
The amounts due under this Note shall be payable on August 1, 2019, and on each
August 1 and February 1 thereafter to and including February 1, 2042 (as determined in
accordance with the Development Assistance Agreement), or, if the first should not be a
Business Day (as defined in the Development Assistance Agreement) the next succeeding
Business Day (the "Payment Dates"). On each Payment Date the Authority shall pay by check
or draft mailed to the person whom was the Registered Owner of this Note at the close of the last
business day preceding such Payment Date an amount equal to the sum of the Tax Increments
(hereinafter defined) received by the Authority during the six month period preceding such
Payment Date. All payments made by the Authority under this Note shall first be applied to
accrued interest and then to principal.
7915814v2
The Payment Amounts due hereon shall be payable solely from 70% of the tax
increments (the "Tax Increments") from the Phase 2 Development Property and the Phase 2
Minimum Improvements (as defined in the Development Assistance Agreement) within the
Authority's Tax Increment Financing District Tax Increment Financing District No. 15 (the "Tax
Increment District") within its Master Development District which are paid to the Authority and
which the Authority is entitled to retain pursuant to the provisions of Minnesota Statutes,
Sections 469.174 through 469.1794, as the same may be amended or supplemented from time to
time (the "Tax Increment Act"). This Note shall terminate and be of no further force and effect
following: (i) the last Payment Date defined above, (ii) on any date upon which the Authority
shall have terminated the Development Assistance Agreement under Section 9.2(3) thereof; (iii)
on the date the Tax Increment District is terminated; or (iv) on the date that all principal and
interest payable hereunder shall have been paid in full, whichever occurs earliest.
The Authority makes no representation or covenant, expressed or implied, that the Tax
Increments will be sufficient to pay, in whole or in part, the amounts which are or may become
due and payable hereunder.
The Authority's payment obligations hereunder shall be further conditioned on the fact
that no Event of Default under the Development Assistance Agreement shall have occurred and
be continuing at the time payment is due hereunder, but subject to the terms and conditions under
the Development Assistance Agreement such unpaid amounts may become payable, without
interest accruing thereon in the meantime, if said Event of Default shall thereafter have been
timely cured; and, further, if pursuant to the occurrence of an Event of Default under the
Development Assistance Agreement the Authority elects to cancel and rescind the Development
Assistance Agreement, the Authority shall have no further debt or obligation under this Note
whatsoever. Reference is hereby made to all of the provisions of the Development Assistance
Agreement, and said provisions are hereby incorporated into this Note as though set out in full
herein.
This Note is a special, limited revenue obligation and not a general obligation of the
Authority and is payable by the Authority only from the sources and subject to the qualifications
stated or referenced herein. This Note is not a general obligation of the Authority and neither the
full faith and credit nor the taxing powers of the Authority are pledged to the payment of the
principal of this Note and no property or other asset of the Authority, save and except the above -
referenced Tax Increments, is or shall be a source of payment of the Authority's obligations
hereunder.
This Note is issued by the Authority in aid of financing a project pursuant to and in full
conformity with the Constitution and laws of the State of Minnesota, including the Tax
Increment Act.
This Note may be assigned only with the consent of the Authority which consents shall
not be unreasonably withheld. In order to assign the Note, the assignee shall surrender the same
to the Authority either in exchange for a new fully registered note or for transfer of this Note on
the registration records for the Note maintained by the Authority. Each permitted assignee shall
take this Note subject to the foregoing conditions and subject to all provisions stated or
referenced herein.
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7915814v2
IT IS HEREBY CERTIFIED AND RECITED that all acts, conditions, and things
required by the Constitution and laws of the State of Minnesota to be done, to have happened,
and to be performed precedent to and in the issuance of this Note have been done, have
happened, and have been performed in regular and due form, time, and manner as required by
law; and that this Note, together with all other indebtedness of the Authority outstanding on the
date hereof and on the date of its actual issuance and delivery, does not cause the indebtedness of
the Authority to exceed any constitutional, statutory or charter limitation thereon.
IN WITNESS WHEREOF, Apple Valley Economic Development Authority, Minnesota,
by its Board of Commissioners, has caused this Note to be executed by the manual signatures of
its President and Secretary and has caused this Note to be dated as of , 2018.
President Secretary
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7915814v2
CERTIFICATION OF REGISTRATION
It is hereby certified that the foregoing Note, as originally issued on
2018, was on said date registered in the name of Bigos-Galante, LLC, and that, at the request of
the Registered Owner of this Note, the undersigned has this day registered the Note in the name
of such Registered Owner, as indicated in the registration blank below, on the books kept by the
undersigned for such purposes.
NAME AND ADDRESS OF
DATE OF SIGNATURE OF
REGISTERED OWNERS REGISTRATION EDA SECRETARY
Bigos-Galante, LLC
832 Wayzata Boulevard, Suite 200
Golden Valley, MN 55426
7915814v2
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, 2018
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BENEFIT DATE CERTIFICATION
Pursuant to the Business Subsidy Agreement, made between Apple Valley Economic
Development Authority ("EDA") and Bigos-Galante, LLC ("Bigos"), as successor of IMH
Special Asset NT 175 -AVN, LLC, (hereinafter, the "Parties") on the 10th day of July, 2014, a
subsidy in favor of Bigos was approved in an amount of up to One Million One Hundred Thirty-
one Thousand Three Hundred Twenty-two and No/100 Dollars ($1,131,322.00) from Apple
Valley Economic Development Authority.
This subsidy is subject to the terms and conditions set forth in the aforementioned
Business Subsidy Agreement, as amended.
IN WITNESS WHEREOF, in accordance with the amended Business Subsidy
Agreement, the Parties do hereby acknowledge the Benefit Date (as defined in Minnesota
Statutes § 116J.993, Subd. 2) for the Phase II Improvements is September 23, 2018.
Apple Valley Economic Development Authority
By: Clint Hooppaw
Its: President
By: Pamela J. Gackstetter
Its: Secretary
Bigos-Galante, LLC,
a Minnesota limited liability company
By: Theodore J. Bigos
Its: Chief Manager
{00422912 }
LOAN FORGIVENESS AGREEMENT
THIS LOAN FORGIVENESS AGREEMENT ("Agreement") is made this day of
October, 2018, by and between Bigos-Galante, LLC, a Minnesota limited liability company,
("Bigos-Galante") and Apple Valley Economic Authority, a public body corporate and political
subdivision of the State of Minnesota ("EDA").
RECITALS
A. Unless otherwise defined herein, all capitalized terms used in this Agreement
shall have the same meaning as defined in the Business Subsidy Agreement, as defined therein.
B. IMH Special Asset NT 175 -AVN, LLC, an Arizona limited liability company,
("IMH Special Asset") and the EDA entered into that certain business subsidy agreement, dated
July 10, 2014, (the "Original Agreement") to provide a business subsidy Loan to IMH Special
Asset.
C. IMH Special Asset subsequently transferred, assigned, and conveyed its right,
title, and interest in, to, and under the Original Agreement to IMH Gabella, LLC
Gabella") by means of that certain Partial Assignment of Development Agreement, dated
October 9, 2014, and recorded on October 22, 2014, as Document No. 3035344.
D. The Original Agreement was amended by that certain First Amendment to
Business Subsidy Agreement, dated September 22, 2016 (the "First Amendment").
E. The Original Agreement and First Amendment are collectively referred to herein
as the "Business Subsidy Agreement."
F. IMH Gabella subsequently transferred, assigned, and conveyed its right, title, and
interest in, to, and under the Business Subsidy Agreement to Bigos-Galante by means that of
certain Partial Assignment of Development Agreements, dated November 10, 2016 and recorded
on November 17, 2016, as Document No. 3162174.
G. The business subsidy Loan is evidenced by an Amended Note.
H. Under the Business Subsidy Agreement, if Bigos-Galante meets the construction
and job creation Goals for the Phase II Improvements and no event of default exists at the time
the Goals are met, the EDA shall forgive the Loan in its entirety.
I. Bigos-Galante warrants and represents to the EDA that Bigos-Galante has met the
construction and job creation Goals for the Phase II Improvements and no default existed at the
time such Goals were met.
J. In accordance with the Business Subsidy Agreement, the EDA has determined
that the Loan shall be forgiven it is entirety.
{00422913 }
NOW, THEREFORE, in consideration of the above promises and other good and valuable
consideration, the receipt and sufficiency of which are hereby acknowledged the parties hereto,
intending to be legally bound, agree as follows:
1. The above -stated Recitals are true and accurate and are incorporated herein by
reference and made a part hereof.
2. The EDA hereby forgives $369,038.28, as well as any and all accrued interest, of
the obligation under the Amended Note.
3. Article 4, Sections 4.1 and 4.2 of the Business Subsidy Agreement are hereby
terminated.
4. Effective upon the execution of this Agreement, the Amended Note is hereby
cancelled, voided and of no further force or effect.
5. Except as otherwise as provided for herein, all terms of the Business Subsidy
Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be made effective
as of the day and year above written.
Apple Valley Economic Development Authority,
a public body corporate and a political subdivision of
the State of Minnesota, a Minnesota Corporation
By:
Clint Hooppaw
Its: President
By:
Pamela J. Gackstetter
Its: Secretary
Bigos-Galante, LLC,
a Minnesota limited liability company
By:
Theodore J. Bigos
Its: Chief Manager
APPLE VALLEY ECONOMIC DEVELOPMENT AUTHORITY
RESOLUTION NO. EDA -18 -
RESOLUTION AUTHORIZING THE EXECUTION OF TAX INCREMENT
REVENUE NOTE (PARKSIDE - GALANTE PROJECT)
WHEREAS, the Apple Valley Economic Development Authority entered into a
Amended and Restated Development Assistance Agreement with Bigos Galante LLC dated
November 14, 2016; and
WHEREAS, the Amended and Restated Development Assistance Agreement provided
for the financing of costs incurred in connection with construction of the Parkside Galante
Apartments consisting of 134 dwelling units; and
WHEREAS, Bigos Galante LLC has submitted documentation of eligible expenditures
exceeding the maximum amount provided for in the Amended and Restated Development
Assistance Agreement; and
NOW, THEREFORE, BE IT RESOLVED by the Board of Commissioners of the Apple
Valley Economic Development Authority, Minnesota, approves the Tax Increment Revenue
Note in the form attached, and the President and Secretary are hereby authorized and directed to
execute the Tax Increment Revenue Note on behalf of the EDA.
ADOPTED this 25th day of October 2018.
Clint Hooppaw, President
ATTEST:
Pamela J. Gackstetter, Secretary
APPLE VALLEY ECONOMIC DEVELOPMENT AUTHORITY
RESOLUTION NO. EDA -18-
A RESOLUTION CERTIFYING THE BENEFIT DATE FOR THE BUSINESS SUBSIDY
AGREEMENT WITH BIGOS-GALANTE, LLC AND AUTHORIZING THE EXECUTION OF
LOAN FORGIVENESS AGREEMENT
WHEREAS, the Board of Commissioners of the Apple Valley Economic Development
Authority (EDA) finds as follows:
1. That on July 10, 2014, the Apple Valley Economic Development Authority entered into a
Business Subsidy Agreement to construct an apartment building within TIF District
Number 15 in order to stimulate construction of private development in a way that will also
create or retain jobs.
2. That Bigos-Galante, LLC, assignee, (the "Developer") requested assistance from the EDA
to support building renovations, construction and site improvements consistent with the
TIF Plan within TIF District Number 15.
3. That on July 10, 2014, the EDA and the Developer entered into a Business Subsidy
Agreement and authorized the issuance of a forgivable loan in the amount of $1,131,322.
for the substantial building improvements listed in the Business Subsidy Agreement.
4. That the Developer has exceeded the job creation goals established in the Business Subsidy
Agreement for phase II.
5. That over 50 construction jobs with an average wage of $30 per hour was created as a result
of the project.
NOW, THEREFORE, the EDA hereby certifies the benefit date certification date is
determined to be September 23, 2018 for the Bigos-Galante, LLC Business Subsidy Agreement,
and authorizing the execution of Exhibit B to the Business Subsidy Agreement and the Loan
Forgiveness Agreement.
ADOPTED the 25th day of October, 2018.
Clint Hooppaw, President
ATTEST:
Pamela J. Gackstetter, Secretary